Regulatory Compliance

Annexure B – Formats of Mandatory display

i - Basic details of the SB such as registration number, registered address of Head Office and branches if any –

Stock Broker Name Registration Number Registered Address Branches (if any) Contact Number email ID
Mili Consultants & Investment Private Limited INZ000252637 204, Shreepal Complex, Suren Road Near Cine Magic Cinema, Andheri (East)-400093 N.A. 9322291921 manakdaga@rediffmail.com

Escalation Matrix:

Details of Contact Person Address Contact No. Email Id Operating / Working Hours Mon to Fri
Customer care Nitin Bhinde 204, SHREEPAL COMPLEX, SUREN ROAD, NEAR CINE MAGIC CINEMA, ANDHERI (EAST), MUMBAI, MAHARASHTRA- 400093 022-40055156 nitin.bhinde@milicapital.com 8:30 AM to 5:30 PM
Head of Customer care Nitin Sawane 204, SHREEPAL COMPLEX, SUREN ROAD, NEAR CINE MAGIC CINEMA, ANDHERI (EAST), MUMBAI, MAHARASHTRA- 400093 022-40055158 nitin.sawane@milicapital.com 8:30 AM to 5:30 PM
Compliance Officer Jigarkumar Kanubhai Darji 204, SHREEPAL COMPLEX, SUREN ROAD, NEAR CINE MAGIC CINEMA, ANDHERI (EAST), MUMBAI, MAHARASHTRA- 400093 022-40055160 jigar.darji@milicapital.com 8:30 AM to 5:30 PM

ii. Names and contact details of all Key Managerial Personnel including the Compliance Officer-

Sr. No. Name of the Individual Designation Mobile Number Email Id
1 Bachh Raj Nahar Director 9331004744 bnahar@yahoo.com
2 Vijaya Devi Nahar Director 9331104744 bnahar@yahoo.com
3 Manak Chand Daga Director 9322291921 manakdaga@rediffmail.com
4 Jigarkumar Kanubhai Darji Compliance Officer 9823346401 jigar.darji@milicapital.com

iii. Step by step procedures for opening an account, filing a complaint on designated email id, and finding out the status of the complaint etc.

  1. Detailed write up on the procedure for opening an account along with Flowchart and video if any (optional).
  2. Detailed write up on procedure for filing a complaint on designated email id/ Toll-free number along with Flowchart and video if any (optional). Provisions are to be made for sharing Ticket Number once the complaint is lodged.
  3. Detailed write up on procedure for finding out status of the complaint basis Ticket Number etc. along with Flowchart and video if any (optional).

iv. Details of Authorized Persons : NOT APPLICABLE

List Of Authorised Persons (AP)
Sr. No. Authorised Person's Name Authorised Person Code (Exchange wise) Constitution Status Registered Address Terminal Details (Exchange Wise)
(Approved / Cancelled) Add City State Pin code Terminal Allotted (Y/N) No. of Terminals
1
2
3
4
List of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons
Sr. No. Authorised Person's Name Status Authorised Person Cancellation Details
Date Reason
1

Bank Accounts Details

“Investors are requested to note that Stock broker- MILI CONSULTANTS & INVESTMENT PRIVATE LIMITED is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Stock broker-MILI CONSULTANTS & INVESTMENT PRIVATE LIMITED is also required to disclose these USCNB accounts to Stock Exchange. Hence, you are requested to use following USCNB accounts only for the purpose of dealings in your trading account with us. The details of these USCNB accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker.”

S.No. A/c Holder Name Bank A/c No IFSC Code Client Bank A/c
1 Mili Consultants And Investment Pvt Ltd - USCNB Account 000405128054 ICIC0000004 Client Bank Account
2 Mili Consultants And Investment Pvt Ltd - USCNB Account 000405128055 ICIC0000004 Client Bank Account
3 Mili Consultants And Investment Pvt Ltd - USCNB Account 000405128057 ICIC0000004 Client Bank Account